Professional Experience

James assists private clients in answering two key questions: "Will I make it?" and "Do I have any financial blind spots?" He begins by helping clients define their financial goals and then assesses the likelihood of achieving them. If necessary, he creates a detailed plan to align their current financial situation with their goals and conducts a review to address any potential risks.

James' experience has provided him with a well-rounded perspective on retirement solutions, practice management, and specialized investments, enabling him to assist private clients in maximizing their employee benefits. His expertise in tax and estate planning have helped him hone his skills a financial planner.

In his free time, James is very involved with Big Brothers Big Sisters of NYC. He currently mentors and has previously served on their Executive Board of the Young Professionals Committee.

Educational Background and Certifications

• Boston University, Boston, MA – Bachelor of Arts – Economics
• Accredited Investment Fiduciary^®, AIF^®
• Certified Plan Fiduciary Advisor, CPFA
• FINRA Series 7 & 66
• CERTIFIED FINANCIAL PLANNER™
• Certified Private Wealth Advisor, CPWA®
• Yale School of Management – Executive Education Program – Wealth Management Theory & Practice