SEC Rule 606 Reports

SEC Rule 606 requires all brokerage firms to make available to the public quarterly reports about their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. This information is prepared by our clearing firm, Pershing, LLC.

To access Sentinel Securities Inc.’s most recent quarterly report, click the link below and enter Sentinel Securities Inc. into the search box.

Quarterly Report

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