Skip to main content


We're excited to announce that on October 2, Sentinel will launch the newly enhanced Sentinel Portal—a unified experience that makes it easier for clients to access the tools and information they need!

SEC Rule 606 Reports

SEC Rule 606 requires all brokerage firms to make available to the public quarterly reports about their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. This information is prepared by our clearing firm, Pershing, LLC.

To access Sentinel Securities LLC.’s most recent quarterly report, click the link below and enter Sentinel Securities INC into the search box.

Quarterly Report

This website uses cookies. By accepting the use of cookies, this message will close and you will receive the optimal website experience. For more information on our cookie policy, please visit our Privacy Policy.